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Sector · banking · insurance · capital markets

AI in financial services, scoped to PRA, FCA, ECB and FINMA expectations

Financial-services clients use Exec x AI when AI risks colliding with SS1/23, MiFID II, Solvency II or DORA.

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Banking · insurance · capital markets

You receive a single AI control set mapped to PRA, FCA and ECB language. The control set covers model risk, conduct, third-party, operational resilience and consumer-duty obligations.

Time to first regulator-facing answer falls. Clients moving to the installed control set report under-90-minute response times to a first-line supervisory question. The benchmark is from a 2025 PRA SS1/23 thematic review of three firms.

Robin Ludick leads sector engagements. He has 14 years of regulated AI delivery in banks and insurers across the UK, EU and GCC. His track record is referenceable under NDA.

Active regulators

  1. Banking

    UK

    Model risk management expectations now in effect for AI and ML models in scope of regulated firms.

  2. Banking · insurance

    EU

    Article 5 prohibitions in force; Articles 8 and 9 on a staggered calendar.

  3. All FSI

    International

    Audit-body certifications open; mappings to ISO 27001 published.

“An AI deployment a regulator does not understand is a regulatory finding in waiting.”
From the editor's letter
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